First-principles embedded-cluster calculations of the neutral and charged oxygen vacancy at the rutile TiO$_2$(110) surface

Abstract

We perform full-potential screened-hybrid density-functional theory (DFT) calculations to compare the thermodynamic stability of neutral and charged states of the surface oxygen vacancy at the rutile TiO$_2$(110) surface. Solid-state (QM/MM) embedded-cluster calculations are employed to account for the strong TiO$_2$ polarization response to the charged defect states. Similar to the situation for the bulk O vacancy, the +2 charge state $V_{\rm O}^{2+}$ is found to be energetically by far most stable. Only for Fermi-level positions very close to the conduction band, small polarons may at best be trapped by the charged vacancy. The large decrease of the $V_{\rm O}^{2+}$ formation energy with decreasing Fermi-level position indicates strongly enhanced surface O vacancy concentrations for $p$-doped samples.