$L^q$-spectra of self-affine measures: closed forms, counterexamples, and split binomial sums

Abstract

We study $L^q$-spectra of planar self-affine measures generated by diagonal systems with an emphasis on providing closed form expressions. We answer a question posed by Fraser in 2016 in the negative by proving that a certain natural closed form expression does not generally give the $L^q$-spectrum and, using a similar approach, find counterexamples to a statement of Falconer-Miao from 2007 and a conjecture of Miao from 2008 concerning a closed form expression for the generalised dimensions of generic self-affine measures. In the positive direction we provide new non-trivial closed form bounds in both of the above settings, which in certain cases yield sharp results. We also provide examples of self-affine measures whose $L^q$-spectra exhibit new types of phase transitions. Our examples depend on a combinatorial estimate for the exponential growth of certain split binomial sums.