Stability and instability of breathers in the $U(1)$ Sasa-Satusuma and Nonlinear Schr\"odinger models

Abstract

We consider the Sasa-Satsuma (SS) and Nonlinear Schr\"odinger (NLS) equations posed along the line, in 1+1 dimensions. Both equations are canonical integrable $U(1)$ models, with solitons, multi-solitons and breather solutions, see Yang for instance. For these two equations, we recognize four distinct localized breather modes: the Sasa-Satsuma for SS, and for NLS the Satsuma-Yajima, Kuznetsov-Ma and Peregrine breathers. Very little is known about the stability of these solutions, mainly because of their complex structure, which does not fit into the classical soliton behavior by Grillakis-Shatah-Strauss. In this paper we find the natural $H^2$ variational characterization for each of them, and prove that Sasa-Satsuma breathers are $H^2$ nonlinearly stable, improving the linear stability property previously proved by Pelinovsky and Yang. Moreover, in the SS case, we provide an alternative understanding of the SS solution as a breather, and not only as an embedded soliton. The method of proof is based in the use of a $H^2$ based Lyapunov functional, in the spirit of the first and third authors, extended this time to the vector-valued case. We also provide another rigorous justification of the instability of the remaining three nonlinear modes (Satsuma-Yajima, Peregrine y Kuznetsov-Ma), based in the study of their corresponding linear variational structure (as critical points of a suitable Lyapunov functional), and complementing the instability results recently proved e.g. in a paper by the third author.