On the Morse Index with Constraints I: An Abstract Formulation

Abstract

In this sequence, we first prove an abstract Morse index theorem in a Hilbert space modeling a variational problem with constraints. Then, our abstract formulation is applied to study several optimization setups including closed CMC hypersurfaces, capillary surfaces in a ball, and critical points of type-II partitioning. In this paper, we study the index and nullity of a symmetric bounded bilinear form in a Hilbert space. The main results determine precisely how these notions change when restricting to a subspace of a finite codimension.