Efficient Case-Cohort Design using Balanced Sampling

Abstract

A case-cohort design is a two-phase sampling design frequently used to analyze censored survival data in a cost-effective way, where a subcohort is usually selected using simple random sampling or stratified simple random sampling. In this paper, we propose an efficient sampling procedure based on balanced sampling when selecting a subcohort in a case-cohort design. A sample selected via a balanced sampling procedure automatically calibrates auxiliary variables. When fitting a Cox model, calibrating sampling weights has been shown to lead to more efficient estimators of the regression coefficients (Breslow et al., 2009a, b). The reduced variabilities over its counterpart with a simple random sampling are shown via extensive simulation experiments. The proposed design and estimation procedure are also illustrated with the well-known National Wilms Tumor Study dataset.