Catalog of General Ethical Requirements for AI Certification

Abstract

This whitepaper offers normative and practical guidance for developers of artificial intelligence (AI) systems to achieve "Trustworthy AI". In it, we present overall ethical requirements and six ethical principles with value-specific recommendations for tools to implement these principles into technology. Our value-specific recommendations address the principles of fairness, privacy and data protection, safety and robustness, sustainability, transparency and explainability and truthfulness. For each principle, we also present examples of criteria for risk assessment and categorization of AI systems and applications in line with the categories of the European Union (EU) AI Act. Our work is aimed at stakeholders who can take it as a potential blueprint to fulfill minimum ethical requirements for trustworthy AI and AI Certification.