First-principles theory of direct-gap optical emission in hexagonal Ge and its enhancement via strain engineering

Abstract

The emergence of hexagonal Ge (2H-Ge) as a candidate direct-gap group-IV semiconductor for Si photonics mandates rigorous understanding of its optoelectronic properties. Theoretical predictions of a "pseudo-direct" band gap, characterized by weak oscillator strength, contrast with a claimed high radiative recombination coefficient $B$ comparable to conventional (cubic) InAs. We compute $B$ in 2H-Ge from first principles and quantify its dependence on temperature, carrier density and strain. For unstrained 2H-Ge, our calculated spontaneous emission spectra corroborate that measured photoluminescence corresponds to direct-gap emission, but with $B$ being approximately three orders of magnitude lower than in InAs. We confirm a pseudo-direct- to direct-gap transition under $\sim 2$\% [0001] uniaxial tension, which can enhance $B$ by up to three orders of magnitude, making it comparable to that of InAs. Beyond quantifying strong enhancement of $B$ via strain engineering, our analysis suggests the dominance of additional, as-yet unquantified recombination mechanisms in this nascent material.