Sharp Ascent--Descent Spectral Stability under Strong Resolvent Convergence

Abstract

We establish sharp stability results for of non--selfadjoint the ascent and descent spectra under strong resolvent convergence (SRS), a natural framework for finite element approximations of non-selfadjoint and singularly perturbed operators. The key quantitative hypothesis is the reduced minimum modulus γ(T-λ)>0, which guarantees closed range and enables the transfer of the Kaashoek -- Taylor criteria via gap convergence of operator graphs. At the essential level, B--Fredholm theory extends stability to powers (T-λ)m provided γ((T-λ)j)>0 for all 1 j m. We introduce a computable finite-element diagnostic γh = σ(M-1/2(Ah-λ M)M-1/2), which serves as a practical surrogate for γ(T-λ) and remains uniformly positive even in convection-dominated regimes when stabilized schemes (e.g., SUPG) are employed. Numerical experiments confirm that h0γh>0 is both necessary and sufficient for spectral stability, while a Volterra-type counterexample demonstrates the indispensability of the closed-range condition for powers. The analysis clarifies why norm resolvent convergence fails for rough or singular limits, and how SRS-combined with quantitative control of γh--rescues ascent--descent stability in realistic computational settings.

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