BalLOT: Balanced $k$-means clustering with optimal transport

Abstract

We consider the fundamental problem of balanced $k$-means clustering. In particular, we introduce an optimal transport approach to alternating minimization called BalLOT, and we show that it delivers a fast and effective solution to this problem. We establish this with a variety of numerical experiments before proving several theoretical guarantees. First, we prove that for generic data, BalLOT produces integral couplings at each step. Next, we perform a landscape analysis to provide theoretical guarantees for both exact and partial recoveries of planted clusters under the stochastic ball model. Finally, we propose initialization schemes that achieve one-step recovery of planted clusters.