LLMs and Speech: Integration vs. Combination

Abstract

In this work, we study different approaches to utilize large language models (LLMs) for automatic speech recognition (ASR). Specifically, we compare the tight integration of an acoustic model (AM) with the LLM ("speech LLM") to the traditional way of combining AM and LLM via shallow fusion and provide ablations on the effect of different label units and LLM sizes. For tight integration, we further examine the effect of attention interfaces, encoder downsampling, and length normalization. Furthermore, we investigate joint recognition with a CTC model to mitigate hallucinations of speech LLMs and present effective optimizations. We train and evaluate on LibriSpeech and Loquacious and additionally evaluate on the HuggingFace ASR leaderboard. Across model sizes, we find that shallow fusion consistently outperforms tight integration of AM and LLM on in-domain data, highlighting the importance of strong shallow-fusion baselines when evaluating speech LLMs for ASR. On the more heterogeneous HuggingFace ASR leaderboard, however, the integrated prefix LLM achieves lower average WER than shallow fusion, with gains concentrated on out-of-domain corpora.