Formal Foundations and Proof-Carrying Certificates for q-ary Covering Codes in Lean 4

Abstract

Covering codes in finite Hamming spaces ask for small sets of words whose Hamming balls cover the whole space. This paper presents a Lean 4 formalization of the elementary theory of q-ary covering codes, centered on certificate predicates for upper bounds, lower bounds, and exact covering numbers $K_q(n,r)$. The formalization proves the q-ary Hamming-ball volume formula, the sphere-covering lower bound, elementary exact cases, product and relation rules, and selected small exact certificates. It also demonstrates an end-to-end workflow for checking explicit upper bounds transcribed from van Laarhoven et al. (1989). The accompanying database is proof-carrying: stored bounds have traces that replay to Lean proofs of the corresponding upper- or lower-bound predicates. The contribution is not new record bounds or a reproduction of known tables, but a reusable, auditable foundation for machine-checked covering-code certificates.