A $p = 2$ dichotomy for uniform Riesz transform bounds on stratified Lie groups

Abstract

Let $\mathbb{G}$ be a stratified Lie group and $\mathcal L$ be its sub-Laplacian. We prove that the full horizontal Riesz transform $\nabla_{H} \mathcal L^{-1/2}$ is of weak type $(1,1)$ on real-valued functions, with constant at most $2$. In particular, the constant is independent of the horizontal dimension, the homogeneous dimension, the step, and the underlying group structure of $\mathbb{G}$. Our result provides a noncommutative generalization of the dimension-free Euclidean theorem of Ouyang, Spector, and Stockdale arXiv:2608.18068, with the same universal constant. Our proof relies upon a fractional obstacle problem adapted to stratified Lie groups by using the functional calculus of $\mathcal L$ instead of the Fourier transform. As a consequence, by interpolation we obtain uniform $L^p$ bounds for the full horizontal Riesz transform $\nabla_{H} \mathcal L^{-1/2}$ for $p \in (1,2]$. By contrast, for every $p > 2$, we construct a sequence of stratified Lie groups with fixed horizontal dimension $5$ and steps tending to infinity for which the $L^p$ norms of the horizontal Riesz transforms diverge.