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A Viscous Cascade Construction of Nonunique Leray--Hopf Solutions to the Unforced 3D Navier--Stokes Equations

Thomas Y. Hou, Xiang Qin, Peicong Song, Wenhan Zhang

math.AParXiv:2611.06117

Abstract

We construct a nonzero divergence-free initial velocity on R3 and a continuum of pairwise distinct suitable Leray--Hopf solutions of the unforced three-dimensional Navier--Stokes equations on a common time interval. The initial datum is axisymmetric, smooth away from the origin, and belongs to every L q with 1≤ q<3, but not to L3. All the solutions attain this datum strongly in L2, are smooth at positive times, and satisfy both the global and local energy equalities through time zero. The same family belongs simultaneously to every L ptL qx with 1≤ p≤∞, 2≤ q≤∞, and 2/ p+3/ q>1. The same solutions also belong to the critical Lorentz space L∞tL3,∞x. This endpoint is sharp for uniqueness in the Leray--Hopf class within the Lorentz scale. The proof is entirely analytic and uses a cascade through geometrically separated Gaussian swirls. We establish growth for the time-dependent viscous linearization and determine the sign of its complete quadratic stress, including the interaction of the reference velocity with the second variation. The integrated stress generates a controlled perturbation at the next larger spatial scale. At each finite cutoff, a prescribed terminal coordinate selects an initial perturbation whose physical L2 norm tends to zero as the cutoff is removed. Uniform energy, moment, and transfer estimates yield the common strong initial trace while preserving a nonzero observable at a fixed positive time.

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