A Generalized Index Theorem for Morse-Sturm Systems and Applications to semi-Riemannian Geometry

Abstract

We prove an extension of the Index Theorem for Morse-Sturm systems of the form $-V''+RV=0$, where R is symmetric with respect to a (non positive) symmetric bilinear form, and thus the corresponding differential operator is not self-adjoint. The result is then applied to the case of a Jacobi equation along a geodesic in a Lorentzian manifold, obtaining an extension of the Morse Index Theorem for Lorentzian geodesics with variable initial endpoints. Given a Lorentzian manifold (M,g), we consider a geodesic $\gamma$ in M starting orthogonally to a smooth submanifold P of M. Under suitable hypotheses, satisfied, for instance, if (M,g) is stationary, the theorem gives an equality between the index of the second variation of the action functional f at $\gamma$ and the sum of the {\em Maslov index} of $\gamma$ with the index of the metric g on P. Under generic circumstances, the Maslov index of $\gamma$ is given by an algebraic count of the P-focal points along $\gamma$. Using the Maslov index, we obtain the global Morse relations for geodesics between two fixed points in a stationary Lorentzian manifold.