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Decoding Oxygen K-edge Fingerprints of NCM-811 Degradation via Ab Initio Many-Body Theory and High-Throughput Screening of Crystal Proxies

Daniel Duarte-Ruiz, Timo Reents, Elmar Kataev, Raul Garcia-Diez, Regan G. Wilks, Marcus Baer, Caterina Cocchi

cond-mat.mtrl-sciarXiv:2609.02206

Abstract

The degradation of LiNi0.8Co0.1Mn0.1O2 (NCM-811) in Li-ion batteries produces complex transition-metal oxides and binary phases that fundamentally limit cathode performance. While identifying these degradation products via X-ray absorption spectroscopy (XAS) is essential for mitigating electrochemical performance loss, interpretation remains challenging due to the structural complexity of real-world samples. In this work, we present an integrated theoretical-experimental framework combining high-resolution oxygen K-edge XAS with ab initio simulations based on many-body perturbation theory and high-throughput screening from density functional theory. We first evaluate the spectroscopic fingerprints of eight layered, spinel, and nominal rock-salt reference oxides, identifying discrepancies between the idealized single-crystal bulk phase and experimental spectra. Using high-throughput screening to analyze the oxygen p-projected density of states of 38 distinct polymorphs of NiO, CoO, and MnO, we propose that the spectral differences can emerge, among other factors, from a structural ensemble of local variations represented here by simplified structural proxies. Our work establishes a viable and rigorous computational pathway to interpret the complex landscape of degraded battery materials.

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