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Learning and Predicting Patent Technology Reuse Trajectories from Emergence-Time Signals

Ayham Yousef, Qiang Ye, Qiang Cheng

cs.CYarXiv:2610.00806

Abstract

Forecasting how a newly emerged patent technology will be reused is central to technology intelligence, but reuse-pattern labels do not exist in advance: they must be constructed from the trajectories themselves, and how they are constructed determines what a forecast means. We study 201,710 novel patent technologies (first-time IPC code pairings, USPTO 2002--2022). Our primary labeling applies k-means in the latent space of a GRU autoencoder trained on the 20-year reuse trajectories, using no hand-crafted features; to our knowledge this is the first use of a learned sequence representation for this task. Seven emergence-time features, observable in a technology's first year, recover these labels at a one-vs-rest macro ROC-AUC of 0.914, but the calendar year of emergence alone reaches 0.874. A replication on technologies observed for ten full years, none of them right-censored, indicates that this calendar-year effect mainly reflects change over time in what was patented. Separately we cluster the emergence-time features themselves, after Fractal Autoencoder feature selection. That emergence-profile partition agrees with the GRU-based labels only marginally above chance (Adjusted Rand Index ≈ 0.04), so a partition of emergence-time features is not a reuse-pattern taxonomy and should not be read as one. On a trajectory-shape task following the published construction, GBDT reaches 0.831 with all seven features and 0.740 with the selected subset; the published 0.728, from a different corpus and labeling, is a reference point rather than a benchmark. Two features are additionally left-truncated for the earliest cohorts, which we quantify.

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