Electronic phase diagrams of carriers in self-assembled InAs/GaAs quantum dots: violation of Hund's rule and the Aufbau principle for holes

Abstract

We study the orbital and spin configurations of up to six electrons or holes charged into self-assembled InAs/GaAs quantum dots via single-particle pseudopotential and many-particle configuration interaction method. We find that while the charging of {\it electrons} follows both Hund's rule and the Aufbau principle, the charging of {\it holes} follows a non-trivial charging pattern which violates both the Aufbau principle and Hund's rule, and is robust against the details of the quantum dot size. The predicted hole charging sequence offers a new interpretation of recent charging experiments.